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At Rose Financial, we provide services for both the Plan Sponsor and the Financial Consultant managing the plan’s investments.

We understand that many Financial Consultants find retirement plans daunting—the laws and products can be complex, and the risk of appearing underqualified in front of a prospective client is real. Our role is to fill any gaps in expertise, giving you the confidence to pursue these opportunities without hesitation.

We are with you every step of the way—from the initial sale, to plan establishment, to ongoing administration. We serve as the day-to-day contact for the Plan Sponsor and the liaison between the sponsor, the fund provider, and you. This keeps technical, time-consuming questions off your desk, so you can focus on investment management.

Here’s how we help:

Sales Support

• Al Rossetti, with over 20 years of retirement plan experience, is available for sales calls.

• Al’s role is to back you up with technical expertise, answering plan-related questions in a way that reflects well on you.

• He can handle every aspect of the retirement plan presentation, leaving you to focus on what you do best—investment strategy and performance.

Plan Establishment / Takeover

• We coordinate all aspects of plan setup and conversions.

• We assist with employee meetings, supplying or ordering necessary materials and communications.

• Al also participates in employee meetings, providing expertise so you can remain focused on investment discussions.

Ongoing Client Support

• We maintain frequent interaction with the Plan Sponsor to ensure their day-to-day needs are met.

• We keep you informed of all significant communications, so you always appear to have your finger on the pulse of the plan.

• This ongoing partnership helps you retain retirement plan clients while strengthening your overall relationship.

With Rose Financial as your partner, you gain the confidence, expertise, and support you need to expand into retirement plans—without the burden of handling everything alone.